Publicly offered investment products
Topic | Last Updated |
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FAQs | |
Advertising Materials of Collective Investment Schemes Authorized under the Product Codes | 1 Apr 2022 |
Application Procedures for Authorization of Unit Trusts and Mutual Funds | 29 Nov 2024 |
Capital Investment Entrant Scheme* (*This refers to the Capital Investment Entrant Scheme suspended by the Government with effect from 15 January 2015) | 11 Sep 2017 |
Code on Unit Trusts and Mutual Funds | 22 Dec 2023 |
Exchange Traded Funds and Listed Funds | 16 Dec 2019 |
Grant Scheme for Open-ended Fund Companies and Real Estate Investment Trusts | 10 May 2024 |
Implementation and Transition Arrangements of the Code on Unit Trusts and Mutual Funds (Effective on 1 January 2019) | 11 Nov 2022 |
Investment-Linked Assurance Schemes | 29 Nov 2024 |
Leveraged and Inverse Products | 4 Nov 2024 |
MPF products | 29 Nov 2024 |
Mutual Recognition of Funds: France-Hong Kong | 4 Nov 2024 |
Mutual Recognition of Funds: Luxembourg-Hong Kong | 29 Nov 2024 |
Mutual Recognition of Funds: Mainland-Hong Kong | 29 Nov 2024 |
Mutual Recognition of Funds: Netherlands-Hong Kong | 29 Nov 2024 |
Mutual Recognition of Funds: Switzerland-Hong Kong | 29 Nov 2024 |
Mutual Recognition of Funds: Thailand-Hong Kong Hong Kong Feeder Fund Investing in Thai Master Fund |
29 Nov 2024 |
Mutual Recognition of Funds: United Kingdom-Hong Kong | 29 Nov 2024 |
"Offers of Investments" under the Securities and Futures Ordinance | 1 Apr 2022 |
Open-ended Fund Companies | 29 Nov 2024 |
Paper Gold Schemes | 29 Nov 2024 |
Post Authorization Compliance Issues of SFC-authorized Unit Trusts and Mutual Funds | 29 Nov 2024 |
Pooled Retirement Funds | 29 Nov 2024 |
Real Estate Investment Trusts | 29 Nov 2024 |
Revamped Post Authorization Process of SFC-authorized Unit Trusts and Mutual Funds | 29 Nov 2024 |
SFC Authorization of UCITS Funds | 1 Apr 2022 |
Structured Investment Products under the Code on Unlisted Structured Investment Products | 29 Nov 2024 |
Other materials | |
Guide on Practices and Procedures for Application for Authorization of Unit Trusts and Mutual Funds | 21 Oct 2024 |
Guide on the Use of Financial Derivative Instruments for Unit Trusts and Mutual Funds | 22 Dec 2023 |
Application of the Code on Unit Trusts and Mutual Funds on UCITS funds | 6 Feb 2020 |
Sharing of some recent topical issues relating to SFC-authorized funds | 15 Dec 2014 |
Presentation Materials on the Launch of Fund Authorisation Simple Track (FASTrack) | 25 Oct 2024 |
Presentation Materials on the Revamped Post Authorization Process | 17 Jul 2017 |
Presentation Materials on the Launch of Enhanced Fund Data Reporting | 12 Jul 2018 |
Presentation Materials on Open-ended Fund Companies | 29 Jul 2024 |
Open-ended Fund Company: The corporate investment fund vehicle in Hong Kong (pamphlet) | 26 Jul 2019 |
Presentation Materials on Hong Kong REITs regime | 10 May 2024 |
Guidance to the ETF Industry | 15 Dec 2020 |
Presentation Materials on Consultation Conclusions on Proposed Amendments to the Code on Unit Trusts and Mutual Funds | 18 Jan 2019 |
Presentation Materials on ESG funds circular | 19 Jul 2021 |
Presentation Materials on industry workshops for ESG funds | 14 Mar 2023 |
Presentation Materials on tokenisation of SFC-authorised investment products | 10 Jan 2024 |
Information Sheet on Offering of Hong Kong Domiciled Funds in Dubai International Financial Centre | 5 Apr 2024 |
Guide on Offering of Hong Kong Domiciled Funds in Abu Dhabi Global Market | 27 May 2024 |
Guide on Offering of Hong Kong Domiciled Funds in Saudi Arabia | 30 Oct 2024 |