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Government notices

The table contains notices and other materials published by the SFC in the Government Gazette under various provisions of the Securities and Futures Ordinance (SFO). Gazettal began shortly before the commencement of the SFO in April 2003.

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Date Gazette No. Section No. and Description
7 Jun 2024 G.N. 3231 of 2024 Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 18/02/2021 to Luk Fook Securities (HK) Limited
G.N. 3230 of 2024 Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 18/02/2021 to Zinvest Global Limited
G.N. 3229 of 2024 Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 18/02/2021 and amended on 16/03/2021 to Kingkey Securities Group Limited
G.N. 3228 of 2024 Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 18/02/2021 and amended on 16/03/2021 to Zhongtai International Securities Limited
24 May 2024 G.N. 2863 of 2024 Notice under s.402 of SFO specifying additional paper licensing forms to be submitted under Part V of SFO and Securities and Futures (Licensing and Registration) (Information) Rules
G.N. 2862 of 2024 Notice under s.402 of SFO specifying electronic licensing forms to be submitted under Part V of SFO and Securities and Futures (Licensing and Registration) (Information) Rules
17 May 2024 G.N. 2757 of 2024 Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 23/12/2020 to CNI Securities Group Limited
26 Apr 2024 G.N. 2303 of 2024 Restriction Notice against Interactive Brokers Hong Kong Limited under sections 204 and 205 of SFO together with Statement of Reasons under section 209(2) of SFO
G.N. 2302 of 2024 Restriction Notice against Futu Securities International (Hong Kong) Limited under sections 204 and 205 of SFO together with Statement of Reasons under section 209(2) of SFO
15 Mar 2024 G.N. 1386 of 2024 Notice under s.208 of SFO together with Statement of Reasons under s.209(2) of SFO to Minerva Holding Financial Securities Limited (formerly known as Power Securities Company Limited)
8 Mar 2024 G.N. 1251 of 2024 Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 dated 15/03/2021 to China Tonghai Securities Limited (now known as Quam Securities Limited).
G.N. 1250 of 2024 Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 15/03/2021 to Solomon Securities Limited (now known as M&F Asset Management Limited).
G.N. 1249 of 2024 Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 15/03/2021 to Emperor Securities Limited.
G.N. 1248 of 2024 Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 15/03/2021 to China Galaxy International Securities (Hong Kong) Co., Limited.
23 Feb 2024 G.N. 906 of 2024 Notice under s.402 of SFO specifying paper licensing forms to be submitted under Part V of SFO and Securities and Futures (Licensing and Registration) (Information) Rules
G.N. 905 of 2024 Notice under s.402 of SFO specifying electronic licensing forms to be submitted under Part V of SFO and Securities and Futures (Licensing and Registration) (Information) Rules
19 Jan 2024 G.N. 279 of 2024 Notice under ss.169 and 399 of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
15 Dec 2023 G.N. 7526 of 2023 Restriction Notice against China International Capital Corporation Hong Kong Securities Limited under sections 204 and 205 of SFO together with Statement of Reasons
24 Nov 2023 G.N. 7041 of 2023 Restriction Notice against Profitech Securities Limited under section 205 of SFO together with Statement of Reasons
6 Oct 2023 G.N. 5981 of 2023 Restriction Notice against China Prospect Securities Limited under sections 204 and 205 of SFO together with Statement of Reasons
Showing 1 - 20 of 1868

Last update: 23 Jan 2020

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