Codes
| Codes | Latest version | Previous versions |
|---|---|---|
| Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission | 19 Jan 2024 | Twenty five versions |
| Code of Conduct for Persons Providing Credit Rating Services | Jun 2011 | - |
| Code of Conduct for Share Registrars | 2003 | - |
| Code on Immigration-Linked Investment Schemes | Apr 2003 | One version |
| Code on Open-ended Fund Companies | 11 Sep 2020 | One version |
| Code on Pooled Retirement Funds | 1 Dec 2021 | Six versions |
| Code on Real Estate Investment Trusts | 5 Aug 2022 | Six versions |
| Corporate Finance Adviser Code of Conduct | 1 Oct 2013 | Two versions |
| Fund Manager Code of Conduct | 20 Aug 2022 | Four versions |
| SFC Code on MPF Products | 1 Jan 2019 | Seven versions |
|
SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products Section I - Overarching Principles Section Section II - Code on Unit Trusts and Mutual Funds Section III - Code on Investment-Linked Assurance Schemes Section IV - Code on Unlisted Structured Investment Products |
1 Jan 2019 | Three versions |
| The Codes on Takeovers and Mergers and Share Buy-backs | 29 Sep 2023 | Twelve versions |
Latest version
SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products
Section I - Overarching Principles Section
Section II - Code on Unit Trusts and Mutual Funds
Section III - Code on Investment-Linked Assurance Schemes
Section IV - Code on Unlisted Structured Investment Products
Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
Code on Immigration-Linked Investment Schemes
| Date |
|---|
| Feb 1993 - Apr 2003 |
Code on Open-ended Fund Companies
Code on Pooled Retirement Funds
Code on Real Estate Investment Trusts
Corporate Finance Adviser Code of Conduct
Fund Manager Code of Conduct
SFC Code on MPF Products
Previous versions
SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products
Note: Code on Unit Trusts and Mutual Funds and Code on Investment-Linked Assurance Schemes became parts of the Handbook since its launch on 25 June 2010, and their previous versions are set out below under Section II and III, respectively.
Section I - Overarching Principles Section
| Date |
|---|
| No previous versions before the launch of the Handbook |
Section II - Code on Unit Trusts and Mutual Funds
Note: There were four amendments and one insertion during the period from 1 Apr 2003 to 31 Jul 2008.
| Date |
|---|
| 25 Jun 2010 - 31 Dec 2018 |
| 1 Aug 2008 - 24 Jun 2010 |
| 1 Apr 2003 - 31 Jul 2008 |
| 1 Dec 1997 - 31 Mar 2003 |
Section III - Code on Investment-Linked Assurance Schemes
| Date |
|---|
| 25 Jun 2010 - 31 Dec 2018 |
| 1 Aug 2008 - 24 Jun 2010 |
| 1 Apr 2003 - 31 Jul 2008 |
| 1 Jan 1998 - 31 Mar 2003 |
Section IV - Code on Unlisted Structured Investment Products
| Date |
|---|
| No previous versions before the launch of the Handbook |
The Codes on Takeovers and Mergers and Share Buy-backs